Featured Resources
Plan Sponsor Tool
3(21) vs. 3(38) Comparison Matrix & Decision Tool
A practical framework to compare investment fiduciary structures, committee responsibilities, oversight expectations, and delegation considerations.
Featured Worksheet
The Investment Oversight Responsibility Worksheet
A structured review of where investment oversight responsibilities sit, and where they may be falling to the committee by default.
Quarterly Checklist
Quarterly Investment Review Checklist
A practical framework retirement plan committees can use to guide quarterly investment oversight.
Investment Advisory Articles
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What Does an Investment Advisor Actually Do for a Retirement Plan Beyond Picking Funds?
Fund selection gets the attention, but ongoing oversight, monitoring, and fiduciary support are often where an investment advisor provides the most value.
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Should Your Retirement Plan Use a 3(21) or 3(38) Investment Fiduciary?
Understanding how 3(21) and 3(38) fiduciary arrangements differ can help committees align their governance structure with their desired level of investment oversight.
